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Am I Required to Apply a Serial Number to a Homemade Firearm?

serial number on homemade firearm

Building your own AR-15 from an 80% lower has become a popular hobby. Of course, there are many other firearms you can build from scratch as well: everything from a 1911 to a 10/22.

Firearm manufacturing is a highly regulated industry, and everyone wants to stay within the bounds of the law. So, what is, and is not, legal when making your own gun?

In this article, I am addressing one specific question: Do you have to engrave a serial number on your completed firearm?

Read This First

Before I go any farther: I am not a lawyer and have no specialized knowledge of the law beyond what anyone else can research. Nothing in this article should be considered legal advice. To put it in perspective, I’m just a guy with a keyboard – but then, so is that guy on Reddit or Facebook handing out advice. Carefully source your own information.

None of the information in this article applies to state or local laws. It applies only to the federal laws of the United States. Additionally, this information applies only to non-NFA items. All NFA items require serial numbers and other markings.

Laws change. At some point in the future, the laws regarding homemade firearms may change and render this information obsolete. Do your own homework and err on the side of caution.

Am I required to apply a serial number to a gun I manufacture?

Short Answer: No

Long Answer:  My research indicates there is no federal law or regulation that requires a person to mark his or her personally manufactured firearm with a serial number or other information. I had this confirmed by the Firearms Industry Programs Branch of the Bureau of Alcohol, Tobacco, Firearms and Explosives (BATFE).

Building an AR from an 80 lower

Additional Information

Federal law does not prohibit an individual from making a fully functional firearm for his or her own use. Further, you do not need a federal firearms license (FFL) to manufacture the gun. Refer to 18 U.S.C. 922 (firearms crimes) and 18 U.S.C. 923 (firearms licensing) in public law. The BATFE acknowledges this here.

However, you cannot make the gun with the intent to sell or otherwise transfer the gun to another. This prohibition includes making a gun as a gift for an immediate family member. However, building a gun for yourself that you later decide to sell or transfer is permissible. I would strongly urge caution, as the practice of making a gun for another is prohibited without a license. It would be up to you to prove that you made it for yourself and then later decided to sell or give it away.

I’ve never been able to find any reference in federal law to a serial number or other manufacturing marks being required on a personally made firearm. When I contacted the BATFE about this in December of 2016, Firearms Enforcement Specialist L. Babbie of the Firearms Industry Programs Branch in Washington DC stated:

Additionally, although markings are not required on firearms manufactured for personal use (excluding NFA firearms), owners are recommended to conspicuously place or engrave a serial number and/ or other marks of identification to aid in investigation or recovery by State or local law enforcement officials in the event of a theft or loss of the privately owned firearm. (emphasis added)

I have never found any credible information that contradicts Specialist Babbie’s statement. Keep in mind this is all referring to federal law – not state law. Individual states may pass laws that require serial numbers on home made firearms.

personally built firearm markings

What about a gun I make for myself and later transfer?

Short Answer: No

Long Answer: My research indicates there is no federal law that requires a personally made firearm that was manufactured for personal use to have a serial number of other marking before you sell or transfer it to another person. However, the BATFE muddies the water on this one because of the way they phrase certain things, and that people do not read the underlying CFR referenced by the agency.

However, when directly questioned about the requirement, BATFE has stated that no serial number is required in this specific case. I suggest reading the additional information below.

Additional Information

This answer is disputed by some gun owners, though it seems clear to me.

Federal law does not prohibit the transfer of a homemade firearm to another person so long as the gun was not made with the intent of transferring it to another person. In other words, when you made the gun, if it was your intention to keep and use it yourself then it is legal to later sell, gift or trade the gun to another person and not be in violation of the manufacturer licensing requirements in federal law.

This information was also confirmed by Specialist Babbie:

A person who previously made a firearm for personal use is not prohibited by law from selling such firearm.  Such seller needs to ensure that he/she is actually selling a firearm that was previously made for personal use and that he/she is not engaged in the business of manufacturing without a Federal firearms license (FFL).

The gun may be transferred in any of the normal ways including face-to-face sales within a state (where not precluded by local law), through an FFL or by passing of the weapons to an heir.

However, Specialist Babbie was careful to note:

Making a firearm to gift to someone is not making a firearm for personal use.

In other words, you cannot make your son a hunting rifle and give it to him for Christmas unless you hold an FFL.

So, since it is obvious that transferring a personally made firearm is legal, let’s address the question of what, if any, marking requirements are there on a gun being transferred. This is where the BATFE causes confusion.

I have been unable to find any public law or CFR that requires a serial number or other marking on a personally made and owned firearm that is later transferred. None.

However, the BATFE makes the statement here that:

Receivers that meet the definition of a “firearm” must have markings, including a serial number. See 27 CFR § 478.92 (Firearm manufacturers marking requirements).

Unfortunately, the BATFE does not link to the regulation for people to review. I suspect that few people take the time to look up 27 CFR § 478.92. But I have and it can be read here.

The regulation states quite clearly:

You, as a licensed manufacturer or licensed importer of firearms, must legibly identify each firearm manufactured or imported as follows…

As someone who is not an FFL holder who is making a gun at home and for your own personal use, this CFR simply does not seem to apply.

I have seen an image of part of a letter that is presumably from the BATFE on this subject that further confuses the subject. In the letter signed by Sterling Nixon, Chief, Firearms Technology Branch, Nixon makes the statement:

…a nonlicensee may manufacture a semiautomatic rifle for his or her own personal use…However, if the firearm is transferred to another party at some point in the future, the firearm must be marked in accordance with the provisions set forth in 27 CFR § 478.92 (formerly 178.92).

Since the words “must be marked” appear, people sometime assume that means the personally made and used firearm that is now being transferred must be marked. However, the full statement includes “must be marked in accordance with…27 CFR § 478.92”, which clearly only applies to FFL holders. In other words, as I understand it, not placing markings on the gun would not take you out of compliance with 27 CFR § 478.92, so long as you did not otherwise fall under the requirements of the CFR.

I confirmed this through a series of e-mails with Specialist Babbie when I asked this question:

For clarification, if I (not a licensed manufacturer or importer) make a firearm for personal use and at some later date I decide to sell it, am I required to have it marked with any information? If so, what information would be required?

Specialist Babbie provided this clear and unambiguous response:

Firearms markings are only required by those who are licensed importers, licensed manufacturers, and those who make an NFA firearm for personal use.  Those marks would be made at the time of import, manufacture, or when an NFA firearm was made for personal use.  Under Federal law, no markings would be required in your circumstance. (emphasis added)

So, with the following information:

  • no law I’ve been able to find or seen cited requiring a serial number or other marking;
  • no CFR I’ve been able to find or seen cited requiring a serial number or other marking; and
  • a BATFE Firearms Enforcement Specialist saying no serial number or other marking is required

it seems fairly clear that no serial number or other marking is required on a firearm that you personally made for your own use that you later decide to transfer.

Again, I urge extreme caution. The presumption in law is that you need an FFL to manufacture firearms for sale to others. It would appear that you need to be able to prove that the personally made gun was for you and used by you and not intended for transfer to another person.

Should I apply a serial number to my gun anyway?

Short Answer: Yes

Long Answer

There are two good reasons why you should consider marking your gun in accordance with 27 CFR § 478.92 even though it is not required. First, it avoids any confusion about the application of 27 CFR § 478.92. Consider this a CYA, though I don’t think it to be a strong enough  reason for me. I have no intention of ever selling, trading or otherwise transferring any gun that I may make to someone else.

The second reason, however, is much more important to me. Marking your firearm with a serial number and other information will allow it to be identified as a stolen firearm if it is ever taken from you. Firearm thefts happen, and a serial number allows local law enforcement to enter the weapon into the National Crime Information Center (NCIC).

When an officer comes across some gang banger with your gun, that serial number will come back as stolen. The thug in possession will go for a felony and the officers might be able to track back and find out who broke into your home. Cops getting criminals – especially violent ones – off the street is something I fully support. A serial number on your gun can help that happen should it ever be stolen.

Was this article helpful?

Researching and writing articles like this one take a lot of time. If you found value in it, would you consider using one of the following links the next time you need to make a purchase? I earn a small amount of money on anything you purchase which literally helps me feed my family.

Additional Documentation

This is the initial e-mail I sent to the BATFE seeking clarification on the issues surrounding the manufacture and marking of personally made guns:

ATF-question-01

 

This is the response I received:

 

ATF-Response-01

 

I then followed up with this question:

 

ATF-question-02

 

and received this response:

 

ATF-Response-02

By Richard Johnson

Richard Johnson is a gun writer, amateur historian and - most importantly - a dad. He's done a lot of silly things in his life, but quitting police work to follow his passion of writing about guns was one of the smartest things he ever did. He founded this site and continues to manage its operation.

48 replies on “Am I Required to Apply a Serial Number to a Homemade Firearm?”

What about the number of guns you can manufacture for personal use? I have not found anything on that. I have heard from local anodizing places that they will only finish one un serialized lower per person. Claiming a felony if you have more than one un serialized gun. Claims they have talked to the ATF about it before.

Hi Kevin,

I’m not an attorney and this is not legal advice. I’ve not seen any federal law that states you can only have one homemade firearm. I suspect there is no bright line rule or law about that, but can’t say for sure. Often, BATFE inspectors don’t know the laws very well. When they arrive at a dealer/manufacturer location, they are there to count forms and look for paperwork irregularities. While I am not trying to disparage them, many of them simply don’t know the laws surrounding gun ownership – especially when it comes to home made firearms. Their expertise is in paperwork and inventory control.

Again, this is not legal advice. Nor am I attempting to address state laws. Those can vary widely.

I hope this helps.

-Richard

As I read this, if I fill out a Form 4, submit $200 and get ATF approval (and apply a s/n), I could then build, for personal use, an NFA weapon.

I personally know a man who did this for a suppressor.

My question is: would this also apply to a machine gun or drop-in-auto-sear?

Thanks

-Ray

Hi Ray,

I am not an expert on the NFA nor am I a lawyer. My understanding is that you can make an SBR or suppressor with the proper tax stamps but you have to be careful in the order on how you do it. In other words, you can’t make it and then apply for a stamp.

On full auto/select fire stuff, I believe the Hughes amendment applies. Specifically, 18 USC 922 (o)(1) makes it illegal for anyone to possess a machinegun. The exceptions are given in 18 USC 922 (o)(2) which allows for possession/transfer by government entities and possession/transfer of machineguns that existed at the time the law went into effect in 1986.

So, unless you are a federally licensed manufacturer of machineguns, I do not think there is any lawful ways of obtaining or making a full auto/select fire firearm that was made after 1986.

Like I said – I’m not an NFA expert nor an attorney. I would encourage you to seek out an experienced attorney if you wish to explore this further.

I hope that helps.

-Richard

Thanks for writing such a well-researched and helpful article, sir.

What about this hypothetical situation: Say a family member who has an FFL builds me a rifle with a custom-milled (proper term?) billet lower, and they say that it will not come to me with a serial number. Would I be putting their FFL at risk if I don’t insist on the lower having a serial # at the time of purchase, or could I just add my own after the sale and still be kosher?

The article suggests that they could potentially sell me one of their many, many personal rifles (or just the lower from it?) and avoid the whole issue (built for personal use and then transferred). Do you think that would apply to someone with an FFL?

This article has an excellent shelf-life. Thank you for continuing to respond to comments and questions so long after publishing!

Thanks for the questions. Let me emphasize that I am not an attorney and the BATFE could change its opinion at any moment.

I believe that anyone who builds a gun for anyone else (as you described) is required to have a manufacturing license and serialize every receiver. My understanding is that if the person does not have a manufacturing license and serialize the part, it is a federal crime.

If a person, outside of their business which the FFL is issued to, manufactures a firearm for personal use and then at a later date decides to transfer the gun, I believe that would be legal. The BATFE, however, might make a case out of whether the gun was actually made for the manufacturer’s personal use and then later transferred and not a case of giving you one and then making another to replace it. I suspect they would argue that would be functionally the same as making it directly for you.

Like I said – I am not an attorney. I’d argue that if you are not buying one to make for yourself, just buy a stripped lower. They are not expensive and can still be found.

I hope this helps!

-Richard

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